II.
OrgUnit overview
Reference · liveorg-unit:trading-compliance
Trading Compliance overview
Trading surveillance, regulatory reporting, and compliance.
Attributes
displayName
Trading Compliance
kind
team
description
Trading surveillance, regulatory reporting, and compliance.
Outgoing edges
has_member1
- role:compliance-officer·RoleCompliance Officer
Incoming edges
performed_by_org_unit4
- workflow:alternative-data-evaluation·WorkflowAlternative Data Evaluation
- workflow:best-execution-review·WorkflowBest Execution Review
- workflow:transaction-reporting-cycle·WorkflowTransaction Reporting Cycle
- workflow:trading-surveillance-review·WorkflowTrading Surveillance Review